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Explicit demonstration of the equivalence between DFT+U and the Hartree-Fock limit of DFT+DMFT

Alberto Carta1*, Iurii Timrov2*, Peter Mlkvik1*, Alexander Hampel3*, Claude Ederer1*

1 Materials Theory group, Eidgenössische Technische Hochschule Zürich (ETH), 8093 Zürich, Switzerland

2 Laboratory for Materials Simulations (LMS), Paul Scherrer Institut (PSI), CH-5232 Villigen, Switzerland

3 Center for Computational Quantum Physics (CCQ), Flatiron Institute, 162 5th Avenue, New York, NY 10010, USA

* Corresponding authors emails: alberto.carta@mat.ethz.ch, iurii.timrov@psi.ch, peter.mlkvik@mat.ethz.ch, mail@alexander-hampel.de, claude.ederer@mat.ethz.ch
DOI10.24435/materialscloud:fd-r4 [version v1]

Publication date: Feb 26, 2025

How to cite this record

Alberto Carta, Iurii Timrov, Peter Mlkvik, Alexander Hampel, Claude Ederer, Explicit demonstration of the equivalence between DFT+U and the Hartree-Fock limit of DFT+DMFT, Materials Cloud Archive 2025.31 (2025), https://doi.org/10.24435/materialscloud:fd-r4

Description

Several methods have been developed to improve the predictions of density functional theory (DFT) in the case of strongly correlated electron systems. Out of these approaches, DFT+U, which corresponds to a static treatment of the local interaction, and DFT combined with dynamical mean field theory (DFT+DMFT), which considers local fluctuations, have both proven incredibly valuable in tackling the description of materials with strong local electron-electron interactions. While it is in principle known that the Hartree-Fock (HF) limit of the DFT+DMFT approach should recover DFT+U, demonstrating this equivalence in practice is challenging, due to the very different ways in which the two approaches are generally implemented. In this work, we introduce a way to perform DFT+U calculations in QE using Wannier functions as calculated by Wannier90, which allows us to use the same Hubbard projector functions both in DFT+U and in DFT+DMFT. We benchmark these DFT+U calculations against DFT+DMFT calculations where the DMFT impurity problem is solved within the HF approximation. Considering a number of prototypical materials including NiO, MnO, LaMnO₃, and LuNiO₃, we establish the sameness of the two approaches. Finally, we showcase the versatility of our approach by going beyond the commonly used atomic orbital-like projectors by performing DFT+U calculations for VO₂ using a special set of bond-centered Wannier functions.

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Keywords

DFT+U DFT+DMFT Hartree-Fock MARVEL

Version history:

2025.31 (version v1) [This version] Feb 26, 2025 DOI10.24435/materialscloud:fd-r4